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The contents of the book includes below:
Money Laundering
Mutual funds
Ombudsman
Portfolio manager
Public offer and listing of securities debt instruments
Registrar to an issue/share transfer agents
SEBI nominee directors
Securities appellate tribunal
Securities lending and borrowing
Securities transaction tax
Self regulatory organisation
Straight through processing service
Stock broker/sub-broker
Sweat Equity
Takeover regulations
Underwriters
Unfair trade practices
Vanishing companies
Venture capital funds
Other rules and regulations
Applications supported by blocked amount process (ASBA)
Listing agreements
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